Our Staff has compiled our research into a database of FINRA Broker Disclosures for AAG Capital, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Michael Lester | 4885592 | 4 | 11/14/2006 | Customer Dispute | Withdrawn | $13,373.00 | $0.00 | See FINRA Report |
| Sean Collin Rhodes | 2073622 | 1 | 05/14/2003 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Robert Michael Lester | 4885592 | 4 | 03/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |