Our Staff has compiled our research into a database of FINRA Broker Disclosures for AAG Capital, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Albert Gelok | 1403352 | 2 | 08/28/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kenneth Joseph McGuire | 1998997 | 1 | 07/20/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Carolyn Butler Howard | 2391466 | 1 | 06/22/2018 | Customer Dispute | Settled | $172,834.00 | $0.00 | See FINRA Report |
| Robert Michael Lester | 4885592 | 4 | 11/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Collin Rhodes | 2073622 | 1 | 05/14/2003 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |