Our Staff has compiled our research into a database of FINRA Broker Disclosures for AAG Capital, Inc. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Albert Gelok | 1403352 | 2 | 08/28/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Ronald Albert Gelok | 1403352 | 2 | 12/17/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth Joseph McGuire | 1998997 | 1 | 07/20/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Meredith Baker Freeman | 4418577 | 1 | 07/30/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carolyn Butler Howard | 2391466 | 1 | 06/22/2018 | Customer Dispute | Settled | $172,834.00 | $0.00 | See FINRA Report |
| Robert Michael Lester | 4885592 | 4 | 07/16/2015 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Wayne Thomas Altman | 2548814 | 1 | 10/08/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Elizabeth C Bertelsen | 2253105 | 1 | 05/19/2014 | Customer Dispute | Denied | $5,151.00 | $0.00 | See FINRA Report |
| Robert B Scott | 5096383 | 1 | 11/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Lester | 4885592 | 4 | 11/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |