Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cooper Malone Mcclain, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Relihan | 501990 | 7 | 11/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Relihan | 501990 | 7 | 06/02/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Arnold Heiman | 2576848 | 1 | 08/30/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael David Relihan | 501990 | 7 | 05/20/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Relihan | 501990 | 7 | 04/14/2003 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Michael David Relihan | 501990 | 7 | 10/04/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Relihan | 501990 | 7 | 08/10/2001 | Customer Dispute | Settled | $386,500.00 | $0.00 | See FINRA Report |
| Michael David Relihan | 501990 | 7 | 09/08/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Kent Cooper | 500925 | 1 | 01/28/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |