Our Staff has compiled our research into a database of FINRA Broker Disclosures for Investment Planners, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adin Rodriguez | 4149530 | 9 | 06/05/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Judith Elaine Belshe | 1399264 | 1 | 06/03/2013 | Customer Dispute | Settled | $107,000.00 | $0.00 | See FINRA Report |
| Adrian Gomez-Falgas | 5313277 | 3 | 03/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian Gomez-Falgas | 5313277 | 3 | 03/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Bradley Schwieder | 3042959 | 2 | 12/11/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Roger Skemp | 1302321 | 2 | 11/21/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joe David Myers | 1867342 | 5 | 06/29/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Roger Skemp | 1302321 | 2 | 06/15/2012 | Customer Dispute | Settled | $118,117.00 | $0.00 | See FINRA Report |
| Adin Rodriguez | 4149530 | 9 | 04/18/2012 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Adin Rodriguez | 4149530 | 9 | 04/18/2012 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |