Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Martin Kilroy | 3104393 | 2 | 01/01/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Gary Rey | 2112349 | 1 | 09/28/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jon Friedman | 1038517 | 5 | 09/09/1992 | Customer Dispute | Award / Judgment | $5,633.00 | $5,633.00 | See FINRA Report |
| Andrew Jon Friedman | 1038517 | 5 | 07/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Marc Slome | 1059347 | 1 | 06/15/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Jon Friedman | 1038517 | 5 | 05/08/1992 | Customer Dispute | Award / Judgment | $216,500.00 | $162,000.00 | See FINRA Report |
| Phillip Edwin Bredow | 1099648 | 3 | 10/29/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brett David Shofner | 2723338 | 3 | 07/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Joseph Aliotta | 1146371 | 2 | 06/11/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Joseph Aliotta | 1146371 | 2 | 07/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |