Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Jack Taylor | 2904604 | 2 | 10/25/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Blayde Davis | 719094 | 1 | 10/21/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Bartolotta | 1943239 | 5 | 09/24/1993 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Bartolotta | 1943239 | 5 | 09/24/1993 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Paul Krause | 729785 | 6 | 06/23/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Phillip Edwin Bredow | 1099648 | 3 | 05/05/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Bolebruch | 1777060 | 4 | 04/23/1993 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Paul Krause | 729785 | 6 | 04/23/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Paul Reardon | 2520178 | 1 | 03/11/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Martin Kilroy | 3104393 | 2 | 01/01/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |