Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Leonard Mazer | 819279 | 8 | 09/16/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kathleen Marie Roth | 867375 | 5 | 09/09/1994 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Kathleen Marie Roth | 867375 | 5 | 09/06/1994 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Ronald Jack Taylor | 2904604 | 2 | 09/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy Thomas Raco | 2641148 | 4 | 07/26/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Shawn McGuire | 4500913 | 2 | 04/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Martin Schrimpe | 2605348 | 1 | 03/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Krause | 729785 | 6 | 02/27/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Bartolotta | 1943239 | 5 | 12/23/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Anthony Bolebruch | 1777060 | 4 | 11/29/1993 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |