Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Anthony Bolebruch | 1777060 | 4 | 07/05/1995 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Bartolotta | 1943239 | 5 | 03/30/1995 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Thomas Christopher Froehlich | 1635098 | 1 | 03/09/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Leonard Mazer | 819279 | 8 | 02/08/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Krause | 729785 | 6 | 02/07/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kathleen Marie Roth | 867375 | 5 | 01/25/1995 | Customer Dispute | Settled | $59,400.00 | $0.00 | See FINRA Report |
| Randall Simpson Cole | 832921 | 2 | 01/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip Edwin Bredow | 1099648 | 3 | 12/30/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ernest Mark Caponegro | 1025695 | 4 | 11/04/1994 | Customer Dispute | Settled | $196,000.00 | $0.00 | See FINRA Report |
| Frank Joseph Ocello | 1652744 | 4 | 09/22/1994 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |