Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen Marie Roth | 867375 | 5 | 04/28/1998 | Customer Dispute | Settled | $187,000.00 | $0.00 | See FINRA Report |
| Paul Krause | 729785 | 6 | 04/06/1998 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Craig Henry Jude Cantara | 732534 | 2 | 03/20/1998 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Bartolotta | 1943239 | 5 | 01/30/1998 | Customer Dispute | Closed-No Action | $5,200.00 | $0.00 | See FINRA Report |
| Jeffrey James McAvaddy | 4580991 | 3 | 01/29/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy James Bodner | 1523944 | 6 | 01/16/1998 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Derek Frank Binstock | 6590131 | 2 | 05/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kirk Francis Henderson | 1761419 | 2 | 09/08/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jon Friedman | 1038517 | 5 | 11/11/1995 | Customer Dispute | Settled | $51,596.00 | $0.00 | See FINRA Report |
| Sean Timothy Mannello | 2362416 | 1 | 10/31/1995 | Customer Dispute | Settled | $41,695.00 | $0.00 | See FINRA Report |