Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Nicholas Passaretti | 1191641 | 11 | 06/08/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ernest Mark Caponegro | 1025695 | 4 | 04/26/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Joseph Ocello | 1652744 | 4 | 04/01/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Grodko | 1269926 | 3 | 03/15/1999 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Joseph Paul Bocklet | 2353646 | 1 | 01/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Joseph Mottes | 1259215 | 1 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brendan Kernkamp Leavey | 730149 | 3 | 01/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brendan Kernkamp Leavey | 730149 | 3 | 01/05/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Derek Frank Binstock | 6590131 | 2 | 12/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Bolebruch | 1777060 | 4 | 09/11/1998 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |