Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Joseph Ocello | 1652744 | 4 | 05/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Arthur Sherman | 1005149 | 2 | 03/18/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas J Muller | 1980015 | 1 | 02/22/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Albert Geoffrey Wade | 1559051 | 3 | 02/03/2000 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Michael Sackstein | 2179447 | 2 | 01/20/2000 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Frank Joseph Ocello | 1652744 | 4 | 12/29/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Nicholas Vincent Ventura | 726136 | 1 | 12/20/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Francis Paul Mitchell | 1334998 | 6 | 12/20/1999 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| John Allen Reese | 1511243 | 4 | 07/07/1999 | Customer Dispute | Settled | $11,922.00 | $0.00 | See FINRA Report |
| Steven Arthur Sherman | 1005149 | 2 | 06/14/1999 | Customer Dispute | Settled | $3,172,240.00 | $0.00 | See FINRA Report |