Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Edward Ricciardi | 7113749 | 1 | 10/09/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Steven Williams | 2274653 | 3 | 07/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Lawrence Mieras | 2850648 | 4 | 07/21/2023 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Bernard Irving Bostwick | 4327954 | 2 | 03/01/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Reginald Norman Daniels | 1599887 | 28 | 02/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Paranich | 7221053 | 1 | 12/08/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louise Deluca Fallica | 1375433 | 1 | 11/18/2022 | Customer Dispute | Closed-No Action | $210,000.00 | $0.00 | See FINRA Report |
| Brian James Dougherty | 5844453 | 2 | 08/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Allen Reese | 1511243 | 4 | 07/15/2022 | Customer Dispute | Withdrawn | $132,880.00 | $0.00 | See FINRA Report |
| Kevin Glenn Albrecht | 1446140 | 3 | 06/28/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |