Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Joseph Mottes | 1259215 | 1 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Vanderpool | 3180026 | 8 | 05/18/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Christopher Froehlich | 1635098 | 1 | 03/09/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Edwin Bredow | 1099648 | 3 | 12/30/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Edwin Bredow | 1099648 | 3 | 05/05/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Martin Kilroy | 3104393 | 2 | 01/01/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Martin Kilroy | 3104393 | 2 | 01/01/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Marc Slome | 1059347 | 1 | 06/15/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Phillip Edwin Bredow | 1099648 | 3 | 10/29/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John William Murphy | 1374449 | 2 | 05/09/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |