Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Neil McCarthy Egleston | 2921577 | 6 | 08/22/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Curtis Leonard Mazer | 819279 | 8 | 07/31/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Russell Jay Clark | 864116 | 1 | 10/20/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Adam J Collins | 4972262 | 1 | 04/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Mark David Lea | 2447310 | 1 | 11/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gregory Dale Collins | 2299365 | 4 | 11/03/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Hans Diemer | 67666 | 1 | 11/03/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Todd Matthew Dudonis | 2804497 | 2 | 05/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Leonard Thomas Dangelo | 60569 | 2 | 04/09/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Rushworth Hill | 1932790 | 11 | 05/03/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |