Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Tylor Aiguier | 4872987 | 6 | 01/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Davenport Wiswell | 2313243 | 4 | 12/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Tylor Aiguier | 4872987 | 6 | 12/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dustin Tylor Aiguier | 4872987 | 6 | 09/08/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Gerard Kirwan | 270892 | 3 | 08/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Filosa | 1798768 | 3 | 05/15/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Victoria Jo Brialmont | 2138654 | 8 | 02/04/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Matisi | 2650170 | 3 | 09/11/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Scott Yankelevitz | 1506766 | 1 | 12/20/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 09/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |