Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Jack Taylor | 2904604 | 2 | 10/25/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Paul Reardon | 2520178 | 1 | 03/11/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brett David Shofner | 2723338 | 3 | 07/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Joseph Aliotta | 1146371 | 2 | 07/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Christopher Rogers | 4614781 | 1 | 01/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Murdock Green | 3259483 | 4 | 02/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger Martin Franklin | 213015 | 2 | 10/25/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James William Schultz | 4476172 | 1 | 11/26/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Clifford Becker | 4635972 | 1 | 04/12/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Thomas Tripi | 2653953 | 2 | 10/08/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |