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FINRA Broker Disclosures for American Portfolios Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 32 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Todd Matthew Dudonis2804497210/23/2008Employment Separation After Allegations$0.00$0.00See FINRA Report
Brad Richard Small3173556206/06/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
Charles Michael Matisi2650170303/08/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
Gregory Dale Collins2299365404/15/2002Employment Separation After Allegations$0.00$0.00See FINRA Report
Peter Martin Knittle4090117208/06/2001Employment Separation After Allegations$0.00$0.00See FINRA Report
Frank Joseph Ocello1652744404/01/1999Employment Separation After Allegations$0.00$0.00See FINRA Report
Curtis Leonard Mazer819279802/08/1995Employment Separation After Allegations$0.00$0.00See FINRA Report
Paul Krause729785602/27/1994Employment Separation After Allegations$0.00$0.00See FINRA Report
Robert Joseph Bartolotta1943239512/23/1993Employment Separation After Allegations$0.00$0.00See FINRA Report
David Gary Rey2112349109/28/1992Employment Separation After Allegations$0.00$0.00See FINRA Report

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