Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bernardo Leo Lira | 1638714 | 1 | 05/30/2007 | Customer Dispute | Denied | $11,135.00 | $0.00 | See FINRA Report |
| James Burl Ferguson | 2899931 | 2 | 05/01/2007 | Customer Dispute | Denied | $12,998.00 | $0.00 | See FINRA Report |
| Charles Eugene Williams | 727212 | 5 | 12/28/2006 | Customer Dispute | Denied | $101,000.00 | $0.00 | See FINRA Report |
| Richard James Wright | 1460530 | 1 | 05/04/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Janice Marguerite Cobb | 1744943 | 1 | 02/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Patrick Saia | 2305710 | 2 | 02/09/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| James Francis McPartlan | 1159939 | 4 | 10/07/2005 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Andrew Jon Friedman | 1038517 | 5 | 07/15/2005 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Ralph Keith Angelo | 2719384 | 6 | 05/06/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Vanisky Morse | 1474478 | 2 | 04/19/2005 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |