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FINRA Broker Disclosures for American Portfolios Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 84 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Walter Hugh Brown2520963105/06/2013Customer DisputeDenied$33,000.00$0.00See FINRA Report
Donald Robert Burnaford36065103/19/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Joseph Stecher2245554701/11/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Paul Murdock Green3259483407/09/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Hillary Joy Wertlieb2239224205/14/2012Customer DisputeDenied$100,000.00$0.00See FINRA Report
Jeremy Thomas Raco2641148404/18/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Brian Joseph Dibrino2837066304/02/2012Customer DisputeDenied$70,000.00$0.00See FINRA Report
Jeremy Thomas Raco2641148411/11/2011Customer DisputeDenied$0.00$0.00See FINRA Report
Joy Yvette Jackson1361263203/23/2011Customer DisputeDenied$25,000.00$0.00See FINRA Report
Juan Carlos Benedeti2520794205/20/2010Customer DisputeDenied$25,000.00$0.00See FINRA Report

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