Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Walter Hugh Brown | 2520963 | 1 | 05/06/2013 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
Donald Robert Burnaford | 36065 | 1 | 03/19/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Joseph Stecher | 2245554 | 7 | 01/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Paul Murdock Green | 3259483 | 4 | 07/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Hillary Joy Wertlieb | 2239224 | 2 | 05/14/2012 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
Jeremy Thomas Raco | 2641148 | 4 | 04/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Brian Joseph Dibrino | 2837066 | 3 | 04/02/2012 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
Jeremy Thomas Raco | 2641148 | 4 | 11/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Joy Yvette Jackson | 1361263 | 2 | 03/23/2011 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Juan Carlos Benedeti | 2520794 | 2 | 05/20/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |