Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Steven Williams | 2274653 | 3 | 07/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Ryan Krause | 5583685 | 1 | 06/29/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Krause | 729785 | 6 | 06/29/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ernest Paul Aiguier | 5189431 | 1 | 06/22/2015 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Edward Levine | 2595745 | 2 | 10/20/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Stecher | 2245554 | 7 | 07/17/2014 | Customer Dispute | Denied | $7,813.54 | $0.00 | See FINRA Report |
| Richard Lawrence Lane | 5196009 | 2 | 03/26/2014 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Dennis Michael Hellwig | 2028988 | 3 | 12/23/2013 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Kathleen Marie Roth | 867375 | 5 | 05/24/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Ditaranto | 2422394 | 5 | 05/06/2013 | Customer Dispute | Denied | $16,792.50 | $0.00 | See FINRA Report |