Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Thomas Raco | 2641148 | 4 | 04/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Joseph Dibrino | 2837066 | 3 | 04/02/2012 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Theodore Robert Taddei | 2013864 | 3 | 03/26/2012 | Customer Dispute | Dismissed | $1,000,000.00 | $0.00 | See FINRA Report |
| Theodore Robert Taddei | 2013864 | 3 | 03/07/2012 | Customer Dispute | Dismissed | $100,000.00 | $0.00 | See FINRA Report |
| David James Walsh | 1855452 | 6 | 02/18/2012 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Adrian Evan Young | 4584675 | 2 | 02/02/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 12/02/2011 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Jeremy Thomas Raco | 2641148 | 4 | 11/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Neil McCarthy Egleston | 2921577 | 6 | 11/02/2011 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Michael Dominick Palazzolo | 2554194 | 2 | 08/23/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |