Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Donald Robert Burnaford | 36065 | 1 | 03/19/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Dustin Tylor Aiguier | 4872987 | 6 | 01/23/2013 | Customer Dispute | Settled | $8,620.00 | $0.00 | See FINRA Report |
Michael Joseph Stecher | 2245554 | 7 | 01/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Carl Andrew Vandenburg | 2755570 | 2 | 12/18/2012 | Customer Dispute | Award / Judgment | $75,000.00 | $45,500.00 | See FINRA Report |
Richard Michael Ditaranto | 2422394 | 5 | 12/12/2012 | Customer Dispute | Award / Judgment | $48,000.00 | $10,000.00 | See FINRA Report |
Neil McCarthy Egleston | 2921577 | 6 | 12/05/2012 | Customer Dispute | Settled | $165,176.00 | $0.00 | See FINRA Report |
Jeffrey James McAvaddy | 4580991 | 3 | 09/13/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Armando Fernandez | 3079602 | 6 | 08/22/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Paul Murdock Green | 3259483 | 4 | 07/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Hillary Joy Wertlieb | 2239224 | 2 | 05/14/2012 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |