Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diane Hawkins | 1918178 | 1 | 06/24/2016 | Customer Dispute | Award / Judgment | $3,000,000.00 | $1,758,000.00 | See FINRA Report |
| Francis Paul Mitchell | 1334998 | 6 | 05/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Dale Rothstein | 1553260 | 1 | 05/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Armando Fernandez | 3079602 | 6 | 04/21/2016 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Stephen Ira Gilberg | 1037710 | 1 | 10/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Leonard Mazer | 819279 | 8 | 10/20/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dustin Tylor Aiguier | 4872987 | 6 | 09/10/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Steven Williams | 2274653 | 3 | 07/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Lawrence Mieras | 2850648 | 4 | 06/29/2015 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Kevin Ryan Krause | 5583685 | 1 | 06/29/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |