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FINRA Broker Disclosures for American Portfolios Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 278 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph Andrew Coluccelli1001493208/23/2017Customer DisputeDenied$53,480.00$0.00See FINRA Report
Lawrence John Mieras1088179106/09/2017Customer DisputePending$499,366.00$0.00See FINRA Report
Jay Howell Moyer2219076111/08/2016Customer DisputeDenied$5,000.00$0.00See FINRA Report
John Patrick Bryant3202048211/07/2016Customer DisputeSettled$0.00$0.00See FINRA Report
Daniel Lawrence Polansky4580954211/07/2016Customer DisputeSettled$0.00$0.00See FINRA Report
Brian David Wright4482649210/18/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Reginald Norman Daniels15998872809/16/2016Customer DisputeSettled$0.00$0.00See FINRA Report
Vincent James Palumbos3220021108/29/2016Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
G Scott Diddel1655242208/22/2016Customer DisputeSettled$1,100,000.00$0.00See FINRA Report
Michael Joseph Stecher2245554707/01/2016Customer DisputeSettled$7,162.39$0.00See FINRA Report

278 Results

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