Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Andrew Coluccelli | 1001493 | 2 | 08/23/2017 | Customer Dispute | Denied | $53,480.00 | $0.00 | See FINRA Report |
Lawrence John Mieras | 1088179 | 1 | 06/09/2017 | Customer Dispute | Pending | $499,366.00 | $0.00 | See FINRA Report |
Jay Howell Moyer | 2219076 | 1 | 11/08/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
John Patrick Bryant | 3202048 | 2 | 11/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Daniel Lawrence Polansky | 4580954 | 2 | 11/07/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Brian David Wright | 4482649 | 2 | 10/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Reginald Norman Daniels | 1599887 | 28 | 09/16/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Vincent James Palumbos | 3220021 | 1 | 08/29/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
G Scott Diddel | 1655242 | 2 | 08/22/2016 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
Michael Joseph Stecher | 2245554 | 7 | 07/01/2016 | Customer Dispute | Settled | $7,162.39 | $0.00 | See FINRA Report |