Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hillary Joy Wertlieb | 2239224 | 2 | 04/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Xavier Clemente Felipe | 2024428 | 1 | 03/12/2020 | Customer Dispute | Settled | $93,531.20 | $0.00 | See FINRA Report |
| Jeffrey Rand Miller | 5393445 | 4 | 12/23/2019 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Peter Martin Knittle | 4090117 | 2 | 11/15/2019 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Lawrence Nicholas Passaretti | 1191641 | 11 | 09/05/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Donald Joseph Savino | 1405800 | 2 | 02/22/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy James Bodner | 1523944 | 6 | 01/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Barry Clayton | 1350253 | 1 | 01/17/2018 | Customer Dispute | Closed-No Action | $36,176.80 | $0.00 | See FINRA Report |
| Brian Grant Brown | 810068 | 3 | 12/15/2017 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Anubhav Mullick | 6084500 | 1 | 12/06/2017 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |