Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Blayde Davis | 719094 | 1 | 10/21/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Bartolotta | 1943239 | 5 | 09/24/1993 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Bartolotta | 1943239 | 5 | 09/24/1993 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Paul Krause | 729785 | 6 | 06/23/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Bolebruch | 1777060 | 4 | 04/23/1993 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Paul Krause | 729785 | 6 | 04/23/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Jon Friedman | 1038517 | 5 | 09/09/1992 | Customer Dispute | Award / Judgment | $5,633.00 | $5,633.00 | See FINRA Report |
| Andrew Jon Friedman | 1038517 | 5 | 05/08/1992 | Customer Dispute | Award / Judgment | $216,500.00 | $162,000.00 | See FINRA Report |