Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Levine | 2595745 | 2 | 07/24/2001 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Gregory Dale Collins | 2299365 | 4 | 04/25/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Gerald Roehrig | 2826376 | 5 | 01/13/2001 | Customer Dispute | Settled | $15,261.50 | $0.00 | See FINRA Report |
| Brendan Kernkamp Leavey | 730149 | 3 | 12/17/2000 | Customer Dispute | Settled | $28,384.40 | $0.00 | See FINRA Report |
| Albert Geoffrey Wade | 1559051 | 3 | 10/12/2000 | Customer Dispute | Settled | $15,759.90 | $0.00 | See FINRA Report |
| Ralph Keith Angelo | 2719384 | 6 | 06/23/2000 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Rabin Kaydanian | 3195771 | 1 | 05/25/2000 | Customer Dispute | Denied | $12,971.00 | $0.00 | See FINRA Report |
| Stephen Paul Ziniti | 841719 | 1 | 05/19/2000 | Customer Dispute | Denied | $38,500.00 | $0.00 | See FINRA Report |
| Steven Arthur Sherman | 1005149 | 2 | 03/18/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas J Muller | 1980015 | 1 | 02/22/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |