Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Edward Palmer | 1951592 | 1 | 05/30/2002 | Customer Dispute | Denied | $8,531.46 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 05/11/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Charles Eugene Williams | 727212 | 5 | 05/10/2002 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| William John Nolan | 730316 | 6 | 03/08/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| John Allen Reese | 1511243 | 4 | 03/05/2002 | Customer Dispute | Settled | $10,172.30 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 02/26/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Davenport Wiswell | 2313243 | 4 | 01/09/2002 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Vincent Esparza | 1369601 | 1 | 12/12/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Theodore Robert Taddei | 2013864 | 3 | 09/05/2001 | Customer Dispute | Denied | $8,470.00 | $0.00 | See FINRA Report |
| Armando Fernandez | 3079602 | 6 | 07/30/2001 | Customer Dispute | Settled | $732,314.00 | $0.00 | See FINRA Report |