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FINRA Broker Disclosures for American Portfolios Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 211-220 out of 278 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Joseph Stecher2245554710/08/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Kevin Glenn Albrecht1446140308/16/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Rebecca Ashbridge Stecher2462504108/12/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Michael Joseph Stecher2245554708/12/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
George Herve Blais2494315208/08/2002Customer DisputeSettled$5,000.00$0.00See FINRA Report
Joseph Andrew Coluccelli1001493207/25/2002Customer DisputeSettled$22,397.40$0.00See FINRA Report
John Allen Reese1511243407/08/2002Customer DisputeSettled$13,629.70$0.00See FINRA Report
Lawrence Nicholas Passaretti11916411106/13/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Armando Fernandez3079602606/12/2002Customer DisputeDenied$137,377.00$0.00See FINRA Report
Judith Kalb Beckman847688106/07/2002Customer DisputeDenied$0.00$0.00See FINRA Report

278 Results

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