Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Allen Reese | 1511243 | 4 | 07/15/2022 | Customer Dispute | Withdrawn | $132,880.00 | $0.00 | See FINRA Report |
| Buddy Martin Levy | 2387806 | 1 | 07/28/2021 | Customer Dispute | Settled | $8,154.00 | $0.00 | See FINRA Report |
| Jeffrey Rand Miller | 5393445 | 4 | 06/02/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Richard Lawrence Lane | 5196009 | 2 | 01/21/2021 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Brad Richard Small | 3173556 | 2 | 01/04/2021 | Customer Dispute | Settled | $24,750.00 | $0.00 | See FINRA Report |
| Joseph Shawn McGuire | 4500913 | 2 | 11/16/2020 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Thomas James Finnegan | 1004425 | 1 | 09/09/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Carmine Anthony Lopresti | 1245062 | 1 | 07/17/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Rand Miller | 5393445 | 4 | 07/17/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Brian Joseph Dibrino | 2837066 | 3 | 07/15/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |