Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janice Marguerite Cobb | 1744943 | 1 | 02/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Patrick Saia | 2305710 | 2 | 02/09/2006 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Stecher | 2245554 | 7 | 12/19/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 12/13/2005 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jeffrey Rushworth Hill | 1932790 | 9 | 10/10/2005 | Customer Dispute | Settled | $77,506.30 | $0.00 | See FINRA Report |
| James Francis McPartlan | 1159939 | 4 | 10/07/2005 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| David James Walsh | 1855452 | 6 | 07/21/2005 | Customer Dispute | Settled | $117,396.00 | $0.00 | See FINRA Report |
| Andrew Jon Friedman | 1038517 | 5 | 07/15/2005 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Kevin Harold Lamson | 2814867 | 1 | 07/12/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Keith Angelo | 2719384 | 6 | 05/06/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |