Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bernardo Leo Lira | 1638714 | 1 | 05/30/2007 | Customer Dispute | Denied | $11,135.00 | $0.00 | See FINRA Report |
| Jeremy Thomas Raco | 2641148 | 4 | 05/07/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Burl Ferguson | 2899931 | 2 | 05/01/2007 | Customer Dispute | Denied | $12,998.00 | $0.00 | See FINRA Report |
| Loretta Chiofolo | 1213628 | 1 | 04/24/2007 | Customer Dispute | Award / Judgment | $347,984.00 | $182,478.00 | See FINRA Report |
| Charles Eugene Williams | 727212 | 5 | 03/30/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth Charles Anna | 2204605 | 1 | 02/23/2007 | Customer Dispute | Settled | $663,000.00 | $0.00 | See FINRA Report |
| Charles Eugene Williams | 727212 | 5 | 12/28/2006 | Customer Dispute | Denied | $101,000.00 | $0.00 | See FINRA Report |
| Mark Andre Poitras | 5574063 | 1 | 09/19/2006 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Robert P Morse | 4156171 | 1 | 08/03/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Richard James Wright | 1460530 | 1 | 05/04/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |