Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher Muratori | 3174526 | 2 | 02/20/2008 | Customer Dispute | Denied | $32,719.10 | $0.00 | See FINRA Report |
Richard Michael Ditaranto | 2422394 | 5 | 02/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Curtis Leonard Mazer | 819279 | 8 | 12/06/2007 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
Craig Henry Jude Cantara | 732534 | 2 | 11/21/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
G Scott Diddel | 1655242 | 2 | 11/13/2007 | Customer Dispute | Settled | $32,400.00 | $0.00 | See FINRA Report |
James Paul Schulthise | 2058386 | 3 | 11/09/2007 | Customer Dispute | Denied | $5,791.00 | $0.00 | See FINRA Report |
Denise Gabay Otten | 1205920 | 1 | 11/02/2007 | Customer Dispute | Denied | $5,999.32 | $0.00 | See FINRA Report |
Neil McCarthy Egleston | 2921577 | 6 | 10/19/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Lawrence Nicholas Passaretti | 1191641 | 11 | 10/11/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Timothy James Bodner | 1523944 | 6 | 09/10/2007 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |