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FINRA Broker Disclosures for American Portfolios Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 141-150 out of 278 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher Muratori3174526202/20/2008Customer DisputeDenied$32,719.10$0.00See FINRA Report
Richard Michael Ditaranto2422394502/08/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Curtis Leonard Mazer819279812/06/2007Customer DisputeSettled$40,000.00$0.00See FINRA Report
Craig Henry Jude Cantara732534211/21/2007Customer DisputeSettled$5,000.00$0.00See FINRA Report
G Scott Diddel1655242211/13/2007Customer DisputeSettled$32,400.00$0.00See FINRA Report
James Paul Schulthise2058386311/09/2007Customer DisputeDenied$5,791.00$0.00See FINRA Report
Denise Gabay Otten1205920111/02/2007Customer DisputeDenied$5,999.32$0.00See FINRA Report
Neil McCarthy Egleston2921577610/19/2007Customer DisputeDenied$5,000.00$0.00See FINRA Report
Lawrence Nicholas Passaretti11916411110/11/2007Customer DisputeDenied$0.00$0.00See FINRA Report
Timothy James Bodner1523944609/10/2007Customer DisputeClosed-No Action$28,000.00$0.00See FINRA Report

278 Results

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