Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Vanisky Morse | 1474478 | 2 | 02/04/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Davenport Wiswell | 2313243 | 4 | 01/28/2009 | Customer Dispute | Settled | $425,000.00 | $0.00 | See FINRA Report |
| Christopher Muratori | 3174526 | 2 | 01/23/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph James Faderl | 4561476 | 1 | 01/08/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gus James Catanzaro | 2384549 | 1 | 01/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Stephen Ross | 4459074 | 1 | 10/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Curtis Leonard Mazer | 819279 | 8 | 10/15/2008 | Customer Dispute | Settled | $31,805.00 | $0.00 | See FINRA Report |
| Steven John Schmidt | 1816064 | 1 | 09/16/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent Brent Davis | 2408951 | 3 | 08/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Ditaranto | 2422394 | 5 | 07/31/2008 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |