Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Nicholas Passaretti | 1191641 | 11 | 03/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Keith Angelo | 2719384 | 6 | 12/24/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David James Walsh | 1855452 | 6 | 11/02/2009 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Leonard Thomas Dangelo | 60569 | 2 | 09/14/2009 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Richard Michael Ditaranto | 2422394 | 5 | 08/31/2009 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| John Parise | 1401779 | 1 | 07/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Leo Downey | 3053673 | 5 | 06/24/2009 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| James Francis McPartlan | 1159939 | 4 | 05/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Dale Collins | 2299365 | 4 | 04/02/2009 | Customer Dispute | Closed-No Action | $18,108.90 | $0.00 | See FINRA Report |
| Eric Thorson Cheyne | 2931953 | 1 | 03/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |