Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Nicholas Passaretti | 1191641 | 11 | 07/26/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Davenport Wiswell | 2313243 | 4 | 07/26/2010 | Customer Dispute | Settled | $59,367.00 | $0.00 | See FINRA Report |
| Dennis Gene McMillin | 1439386 | 1 | 07/02/2010 | Customer Dispute | Settled | $183,000.00 | $0.00 | See FINRA Report |
| Kevin Michael McCarthy | 2484667 | 2 | 06/04/2010 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Juan Carlos Benedeti | 2520794 | 2 | 05/20/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Ralph Keith Angelo | 2719384 | 6 | 05/07/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall Simpson Cole | 832921 | 2 | 05/05/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy James Bodner | 1523944 | 6 | 04/27/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey James McAvaddy | 4580991 | 3 | 04/26/2010 | Customer Dispute | Closed-No Action | $36,108.50 | $0.00 | See FINRA Report |
| Timothy James Bodner | 1523944 | 6 | 04/14/2010 | Customer Dispute | Closed-No Action | $7,998.00 | $0.00 | See FINRA Report |