Our Staff has compiled our research into a database of FINRA Broker Disclosures for American Portfolios Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary M Orkin | 4107883 | 1 | 08/23/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ward Russell Brickner | 1434842 | 2 | 08/23/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Curtis Leonard Mazer | 819279 | 8 | 06/14/2011 | Customer Dispute | Settled | $179,000.00 | $0.00 | See FINRA Report |
| Carl Andrew Vandenburg | 2755570 | 2 | 04/14/2011 | Customer Dispute | Closed-No Action | $119,000.00 | $0.00 | See FINRA Report |
| Sylvester Anthony Mallardi | 1889069 | 1 | 04/11/2011 | Customer Dispute | Settled | $439,010.00 | $0.00 | See FINRA Report |
| Joy Yvette Jackson | 1361263 | 2 | 03/23/2011 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Alan Barham | 12428 | 1 | 10/14/2010 | Customer Dispute | Settled | $2,069,450.00 | $0.00 | See FINRA Report |
| Albert Geoffrey Wade | 1559051 | 3 | 09/27/2010 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Michael Dominick Palazzolo | 2554194 | 2 | 08/16/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ward Russell Brickner | 1434842 | 2 | 08/16/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |