Our Staff has compiled our research into a database of FINRA Broker Disclosures for TD Securities (USA) LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Davies Burton Beller | 1727339 | 4 | 07/06/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Davies Burton Beller | 1727339 | 4 | 11/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Brendan Quaglia | 5309945 | 1 | 09/19/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Gregory Schuchard | 5964484 | 2 | 04/28/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erik Gregory Schuchard | 5964484 | 2 | 01/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jay Hugh Sniatkowski | 2816762 | 1 | 01/07/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Dolan | 6693361 | 1 | 11/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Murphy | 2324862 | 1 | 02/21/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |