Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Emil Moulin | 3012350 | 1 | 08/28/2012 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Jena Elizabeth Schuster | 3070897 | 1 | 08/28/2012 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Jody Boling | 2994736 | 1 | 08/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Lee Crenshaw | 1082776 | 1 | 06/04/2012 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Michael Jeffery Wiseman | 1358960 | 3 | 05/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian John Wahlfeld | 2573485 | 3 | 05/18/2012 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Lawrence P Kennard | 867149 | 1 | 04/30/2012 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Frank Stephen Sparger | 1877647 | 4 | 01/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Parsons | 2610956 | 1 | 01/09/2012 | Customer Dispute | Settled | $70.00 | $0.00 | See FINRA Report |
| Christopher Todd Senesac | 2593660 | 2 | 01/05/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |