Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Thomas Jergler | 1907477 | 2 | 07/11/2016 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Chad Jason Karl | 2725476 | 2 | 05/23/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James R Elieff | 2286500 | 1 | 02/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Michael Peavy | 4348578 | 2 | 08/04/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Cordell Rollins | 4576407 | 3 | 04/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Joseph Coite | 6304594 | 1 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian John Wahlfeld | 2573485 | 3 | 07/31/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Chad Jason Karl | 2725476 | 2 | 02/18/2014 | Customer Dispute | Settled | $152,000.00 | $0.00 | See FINRA Report |
| William Timothy Self | 4295200 | 1 | 02/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randall Keith Beard | 1978051 | 2 | 01/02/2014 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |