Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew James Milo | 1011138 | 1 | 11/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Steven Welger | 1009784 | 4 | 04/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Dennis Nye | 2375018 | 1 | 04/15/2022 | Customer Dispute | Settled | $75,910.00 | $0.00 | See FINRA Report |
| Byron Keith Ford | 2740604 | 4 | 02/02/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dustin Perkins | 6583368 | 1 | 01/03/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Bradley S Lay | 4633746 | 2 | 12/06/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Steven Welger | 1009784 | 4 | 09/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Steven Welger | 1009784 | 4 | 09/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Timothy Russell | 5883165 | 1 | 06/10/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert John Erickson | 5276881 | 1 | 05/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |