Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert John Erickson | 5276881 | 1 | 05/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence William Waller | 3232644 | 6 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence William Waller | 3232644 | 6 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lorena Souza Brasil | 7212945 | 4 | 07/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 04/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Szatkowski | 1944017 | 4 | 11/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley S Lay | 4633746 | 3 | 08/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Cordell Rollins | 4576407 | 2 | 04/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |