Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Alan Nelson | 3026585 | 7 | 01/25/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leslie Cameron Finn | 2441761 | 2 | 07/24/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brent Alan Nelson | 3026585 | 7 | 06/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brad Douglas Allbright | 4505242 | 1 | 02/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Wilbur Dawkins | 2465788 | 1 | 01/12/1999 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Peter Saab | 2058539 | 1 | 08/03/1998 | Customer Dispute | Pending | $5,640.00 | $0.00 | See FINRA Report |
| Harold Lowell Wainwright | 1277248 | 2 | 06/11/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Robert Leo McLaughlin | 867781 | 4 | 05/15/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Gilbert Maton | 1018979 | 3 | 01/12/1996 | Customer Dispute | Award / Judgment | $30,000.00 | $10,000.00 | See FINRA Report |
| Robert Leo McLaughlin | 867781 | 4 | 07/01/1995 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |