Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Charles Hock | 708167 | 5 | 11/15/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Christopher Alexander | 3168217 | 2 | 10/03/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Harold Lowell Wainwright | 1277248 | 2 | 08/19/2005 | Customer Dispute | Settled | $53,473.40 | $0.00 | See FINRA Report |
| Joseph Demarco | 1932503 | 2 | 08/15/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy John Bain | 2330992 | 1 | 08/03/2005 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Eric Christopher Sides | 2678247 | 1 | 08/03/2005 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Hayden | 2493336 | 1 | 07/19/2005 | Customer Dispute | Settled | $19,648.20 | $0.00 | See FINRA Report |
| Charles Gilbert Maton | 1018979 | 3 | 06/06/2005 | Customer Dispute | Settled | $86,000.00 | $0.00 | See FINRA Report |
| Charles Alan Hand | 2702863 | 1 | 05/07/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rene Jere Marques | 1885793 | 1 | 05/05/2005 | Customer Dispute | Award / Judgment | $120,306.00 | $58,800.00 | See FINRA Report |