Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Todd Senesac | 2593660 | 2 | 02/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Otto McKay | 1709112 | 2 | 02/06/2007 | Customer Dispute | Denied | $9,114.00 | $0.00 | See FINRA Report |
| Kevin Michael Trainor | 1462681 | 1 | 02/02/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Charles Hock | 708167 | 5 | 01/09/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Arthur Tedde | 2272255 | 1 | 01/06/2007 | Customer Dispute | Closed-No Action | $31,565.00 | $0.00 | See FINRA Report |
| Scott Gary Wolter | 2101241 | 4 | 07/07/2006 | Customer Dispute | Settled | $9,848.00 | $0.00 | See FINRA Report |
| Scott Gary Wolter | 2101241 | 4 | 06/29/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Gary Wolter | 2101241 | 4 | 03/30/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Anthony Beam | 2192544 | 2 | 02/09/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence William Waller | 3232644 | 7 | 12/01/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |