Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Joseph Bango | 1375251 | 2 | 05/01/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David William Allen | 1557196 | 1 | 02/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edward Driscoll | 2773633 | 1 | 02/05/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Stephen Sparger | 1877647 | 4 | 01/23/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Durbin Don McDermott | 326602 | 2 | 11/14/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Earl Corley | 4419160 | 3 | 10/31/2008 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |
| Gregory James Pozar | 2706453 | 1 | 09/24/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Pelham Hugh Henry | 2863856 | 1 | 09/05/2008 | Customer Dispute | Denied | $51,772.80 | $0.00 | See FINRA Report |
| Michael David Woytowich | 4824494 | 1 | 08/24/2008 | Customer Dispute | Settled | $92,000.00 | $0.00 | See FINRA Report |
| Allen G Wall | 4838769 | 1 | 08/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |