Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Gilbert Maton | 1018979 | 3 | 06/06/2005 | Customer Dispute | Settled | $86,000.00 | $0.00 | See FINRA Report |
| Durbin Don McDermott | 326602 | 2 | 03/15/2005 | Customer Dispute | Settled | $391,048.00 | $0.00 | See FINRA Report |
| Jeffrey M Sloniger | 2488521 | 1 | 01/12/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Shannon Lott | 1188660 | 1 | 10/31/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Debra Sue Howard | 1832607 | 3 | 09/16/2002 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Mark Edward Flaherty | 1173405 | 3 | 09/10/2002 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Byron Keith Ford | 2740604 | 4 | 06/24/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Earl Stewart | 1424905 | 1 | 02/05/2002 | Customer Dispute | Settled | $63,686.80 | $0.00 | See FINRA Report |
| Byron Keith Ford | 2740604 | 4 | 04/10/2001 | Customer Dispute | Settled | $7,600.00 | $0.00 | See FINRA Report |
| Otto McKay | 1709112 | 2 | 09/29/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |