Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Earl Corley | 4419160 | 3 | 10/31/2008 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |
| Michael David Woytowich | 4824494 | 1 | 08/24/2008 | Customer Dispute | Settled | $92,000.00 | $0.00 | See FINRA Report |
| Allen G Wall | 4838769 | 1 | 08/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shane Jason Neal | 3006518 | 1 | 03/26/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Scott Gary Wolter | 2101241 | 4 | 07/07/2006 | Customer Dispute | Settled | $9,848.00 | $0.00 | See FINRA Report |
| Joseph Christopher Alexander | 3168217 | 2 | 10/03/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Harold Lowell Wainwright | 1277248 | 2 | 08/19/2005 | Customer Dispute | Settled | $53,473.40 | $0.00 | See FINRA Report |
| Timothy John Bain | 2330992 | 1 | 08/03/2005 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Eric Christopher Sides | 2678247 | 1 | 08/03/2005 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Hayden | 2493336 | 1 | 07/19/2005 | Customer Dispute | Settled | $19,648.20 | $0.00 | See FINRA Report |