Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jena Elizabeth Schuster | 3070897 | 1 | 08/28/2012 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Gordon Lee Crenshaw | 1082776 | 1 | 06/04/2012 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Lawrence P Kennard | 867149 | 1 | 04/30/2012 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Gregory Alan Parsons | 2610956 | 1 | 01/09/2012 | Customer Dispute | Settled | $70.00 | $0.00 | See FINRA Report |
| Heather Wilson Smith | 3241674 | 1 | 08/08/2011 | Customer Dispute | Settled | $34,223.30 | $0.00 | See FINRA Report |
| Todd Michael Battaglia | 1965041 | 1 | 03/09/2011 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Michael Jeffery Wiseman | 1358960 | 3 | 03/25/2010 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Debra Sue Howard | 1832607 | 3 | 02/11/2010 | Customer Dispute | Settled | $34,461.10 | $0.00 | See FINRA Report |
| Thomas Charles Hock | 708167 | 5 | 09/17/2009 | Customer Dispute | Settled | $167,997.00 | $0.00 | See FINRA Report |
| Judson Alan Smith | 1529730 | 2 | 05/12/2009 | Customer Dispute | Settled | $183,060.00 | $0.00 | See FINRA Report |