Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Christopher Alexander | 3168217 | 2 | 09/19/2016 | Customer Dispute | Final | $5,001.00 | $0.00 | See FINRA Report |
| Dennis Joseph Coite | 6304594 | 1 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jeffery Wiseman | 1358960 | 3 | 07/30/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Wallace Wolfe | 603933 | 1 | 08/30/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Stephen Sparger | 1877647 | 4 | 01/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Stephen Sparger | 1877647 | 4 | 08/09/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Dipuppo | 704057 | 2 | 12/17/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Allan Brown | 3097139 | 1 | 04/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Hock | 708167 | 5 | 01/09/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Anthony Beam | 2192544 | 2 | 02/09/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |